VISION
VISION, MISSION & RESPONSIBILITIES
The FINAEU is the independent public supervisory Authority responsible for the supervision of the investment services market, transactions in transferable securities carried out in Europe, and the collective investment and asset management sector.
Broker Licences approved
Wide possabilities
It also supervises the firms offering administrative services that do not fall under the supervision of FINAEU and the European Bar Association, as well as Crypto-Asset Services Providers.
Trust the process & get trading licence
With the increasing number of new brokerage firms always check their licence plate.
Analysis
Our brokerage regulation services employ rigorous data analysis to ensure compliance and transparency, enabling you to make informed decisions in a dynamic financial landscape.
Regulatory Compliance Assurance
Minimized Risk Through Evaluation
Building Investor Trust
Efficient Broker Selection
Data-Driven Insights
Your Licensing Partner
Monitoring Information
Our monitoring activities during the licensing process ensure that clients receiving licenses remain in strict compliance with regulatory requirements, offering you peace of mind. Total fines imposed on our clients for violations of the regulatory agreement:
In general, there are different tasks of financial regulators, depending on the direction. Some can control the sphere of securities trading, others control banking activities, others control the Forex market, and so on. We will consider the general principles of the activity of financial regulators.
How is the process of interaction with the financial regulator going?
The company approaches him with a desire to obtain a license. A license is something like an approval for doing business. To obtain it, the company must fulfill a number of requirements. These requirements vary by regulator. That is why many financial market participants respect some regulators, but not others. There are regulators that can be licensed simply by paying a couple of thousand dollars. And there are those who are really strict about their activities.
So, the company fulfills all the requirements:
· Tweaks the rules for passing the AML and KYC procedures;
· Tweaks algorithms that check the suspiciousness of transactions;
· Shows its financial solvency;
What's the next step?
Further, the company conducts its activities and at the same time constantly reports to the regulator about it. Provides information about their bank accounts, shows transactions and so on. If it violates the rules, the regulator notifies about it with the requirement to comply with everything. If the company does not comply, the license is revoked. Thus, if a company is regulated by one or better when several well-known and strict regulators, this indicates reliability. This means that it meets all modern standards and will not deceive customers.
How do you know if a company is regulated?
Often on the site they themselves write about it, but you can write anything. To check, you need to visit the official website of the regulator and see if the company you are interested in has a license. The regulator performs another function. If the client, in his opinion, was treated unfairly, he can turn to the regulator and complain. That is why it is recommended to work with companies that are regulated in your country. In Russia, the financial regulator is the Central Bank of the country. And it doesn’t matter if it’s a Russian company or a foreign one. If it is regulated by the Central Bank of the Russian Federation, then it reports to the regulator, providing all the necessary information.
And you can safely turn to the Central Bank with a complaint that the company performed its duties poorly (for example, it did not transfer money to you).
What functions do regulators have?
Regulators have other functions. For example, educational. They can launch various programs to improve the financial literacy of citizens. Or conduct various studies and surveys.
Reliability of information in accordance with the requirements of EU legislation
Cooperation with EU legislative bodies
Protection against fraudulent companies
